The staff of China Securities Regulatory Commission shall perform their duties in accordance with the law, and there shall be no less than two people when conducting investigations or inspections, and they shall show their legal certificates, and they shall be obliged to keep confidential the business secrets they know during the investigations or inspections.

Introduction of China Securities Regulatory Commission

China Securities Regulatory Commission is an institution directly under the State Council, which supervises and manages the national securities and futures market in a unified way in accordance with laws, regulations and the authorization of the State Council, maintaining the order of the securities and futures market and ensuring its legal operation. ?

China Securities Regulatory Commission is located in Beijing, with one chairman, four vice-chairmen, and one head of the discipline inspection and supervision team in the CSRC; There are 2 functional departments, 1 inspection corps and 3 centers in the office; According to Article 14 of the Securities Law, the China Securities Regulatory Commission also has a stock issuance review committee, which is composed of professionals from the China Securities Regulatory Commission and relevant experts hired outside the meeting.

China Securities Regulatory Commission has set up 36 securities supervision bureaus in provinces, autonomous regions, municipalities directly under the Central Government and cities with separate plans, as well as offices of securities supervisors in Shanghai and Shenzhen. In March, 223, the Central Committee of the Communist Party of China and the State Council issued the Plan for the Reform of Party and State Institutions. China Securities Regulatory Commission has been reorganized into an institution directly under the State Council.

administrative establishment

China Securities Regulatory Commission has 572 administrative personnel. 1 chairman and 4 vice-chairmen; There are 77 leadership positions at the department and bureau level (including one chief lawyer, one chief risk officer and one chief prosecutor, one full-time deputy secretary of the Party Committee of the organ and one secretary of the Disciplinary Committee of the organ).

Main responsibilities of China Securities Regulatory Commission

Responsibilities

1. Responsible for formulating securities laws, regulations and securities trading rules to maintain the healthy development of the securities market; ?

2. Be responsible for reviewing and approving the issuance of stocks, bonds, securities investment funds and other securities, as well as filing and registration of securities companies and securities investment consulting companies;

3. Be responsible for information disclosure of listed companies and coordinate investor lawsuits and disputes;

4. Be responsible for supervising the securities trading, the behaviors of securities companies and securities investment consulting companies, and the rights protection of securities investors;

5. Responsible for investor education and promoting the orderly development of the securities market.